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About the job
About this Head of Compliance/MLRO role: Reporting directly to the Board of Directors and the Group Head of Compliance, you will be responsible for implementing the compliance and risk management framework for the firm.
Key Responsibilities
Recognize potential risks, assess risk register, and facilitate prompt regulatory reporting
Update the annual Compliance Monitoring Program and ensure compliance reviews follow program guidelines
Evaluate and modify the compliance and AML policies and procedures in alignment to the Dubai Financial Services Authority (DFSA) regulations
Advise the Board and Audit Committee and relevant senior stakeholders on topics related to compliance and risk management
Key Requirements
Minimum 10 years of experience in Compliance/MLRO functions with a financial services firm, preferably with an investment or brokerage firm
Currently or previously authorised as a Compliance Officer with the DFSA
Attention to detail and accuracy in documentation and reporting
Strong understanding of KYC/CDD and AML laws, regulations, and internal procedures
Apply today or email me at lin.tan@robertwalters.com to discuss this new opportunity.
